Disclosures & Compliance
Full regulatory disclosures as required under SEBI (Investment Advisers) Regulations, 2013 and subsequent amendments.
Regulatory Disclosures
SEBI IA Regulations 2013- Firm Name
- Aryzen Capital Advisors LLP
- SEBI Registration
- INA000018018 (Investment Advisor — Perpetual)
- CIN / LLP ID
- AAV-7393
- GST Number
- 29ABUFA2078D1Z6
- Registered Office
- 20174, PLH, Gunjur, Bengaluru 560087, Karnataka, India
- Principal Advisor
- Anubhav Srivastava · info@aryzen.in
- Compliance Officer
- R D Srivastava · Contact Compliance Officer
- General Email
- info@aryzen.in
💰 Fee Disclosures
- Fee model: Fee-only, 1% per annum on Assets Under Advisory (AUA)
- No commissions, referral fees, or trail income from any fund house, broker, or financial product manufacturer
- Fees are invoiced quarterly in advance
- Maximum fees as per SEBI IA Regulations: ₹1,51,000 p.a. (fixed) or 2.5% of AUA, whichever is lower
- Detailed fee schedule is disclosed in the Investment Advisory Agreement signed before engagement
⚖️ Fiduciary & Conflict of Interest
- Aryzen Capital Advisors LLP acts as a fiduciary — legally obligated to act in the client's best interest at all times
- No financial interest in any product recommended to clients
- No holding of client funds or securities
- Client assets are held directly in the client's own demat/broker account
- No soft dollar arrangements or entertainment from fund houses
🏛️ Regulatory Framework
- SEBI (Investment Advisers) Regulations, 2013
- SEBI Master Circular for Investment Advisers (as amended)
- Digital Personal Data Protection Act, 2023
- SEBI Cybersecurity and Cyber Resilience Framework (CSCRF)
- Prevention of Money Laundering Act (PMLA)
- Income Tax Act provisions relevant to advisory
📋 Client Protections
- Mandatory Investment Advisory Agreement with MITC before any advice or fee
- Risk profiling completed before portfolio advice
- KYC verification via SEBI-registered KRA
- Records retained for minimum 5 years (SEBI requirement)
- Portfolio suitability checked against client risk profile before every recommendation
🔒 Data & Privacy
- Client data collected only for advisory and compliance purposes
- DPDP Act 2023 compliant — explicit consent obtained before data collection
- Aadhaar: only last 4 digits stored (as per UIDAI guidelines)
- No data sold, rented, or shared with third parties (except as required by law)
- Tools on this website are session-only — no data stored
📢 Grievance Redressal
- Primary contact: R D Srivastava, Compliance Officer
- Response within 10 business days of receipt
- Escalation: SEBI SCORES portal — scores.sebi.gov.in ↗
- ODR platform: smartodr.in ↗
- Statutory complaint data published quarterly — see Complaint Data
🛡️ Cybersecurity Notice (SEBI CSCRF)
Aryzen Capital Advisors LLP complies with SEBI's Cybersecurity and Cyber Resilience Framework. We use industry-standard SSL/TLS encryption for all communications. Client data is stored with access controls. We do not request client passwords or OTPs via email or phone. If you receive any suspicious communication claiming to be from Aryzen, please report it via our contact form immediately.
- We will never ask for your trading passwords, OTPs, or bank credentials
- All official communication comes from @aryzen.in email addresses only
- Half-yearly IT security attestations are maintained as per CSCRF requirements
Standard Regulatory Disclaimers
Investments in securities markets are subject to market risks. Read all related documents carefully before investing. Registration with SEBI as an Investment Advisor does not guarantee performance of the intermediary or provide any assurance of returns to investors.
The information on this website is for general information purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any security. Past performance is not indicative of future results. The projections or other forward-looking statements regarding future events or performance of investments are only predictions. The actual results could differ materially.
Aryzen Capital Advisors LLP, its principal advisor, compliance officer, and associated persons may hold positions in securities mentioned in their advisory communications. Clients are advised to independently verify all recommendations.